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Privacy

What does Northern Lights Fund Trust do with your personal information?

Why?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

 

    Social Security number

    Purchase History

    Account Balances

    Retirement Assets

    Account Transactions

    Transaction History

    Wire Transfer Instructions

    Checking Account Information

     

When you are no longer our customer, we continue to share your information as described in this notice.

How?

All financial companies need to share customers' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers' personal information; the reasons Northern Lights Fund Trust chooses to share; and whether you can limit this sharing.

 

Reasons we can share your
personal information

Does Northern Lights
Fund Trust share?

Can you limit
this sharing?

For our everyday business purposes

such as to process your transactions, maintain your account(s),
respond to court orders and legal investigations, or report to credit bureaus 		Yes No

For our marketing purposes

to offer our products and services to you 		No We don't share

For joint marketing with other financial companies

 No We don't share

For our affiliates' eryday business purposes

information about your transactions and experiences 		No We don't share

For our affiliates' everyday business purposes

information about your creditwortiness 		No We don't share

For non affiliates to market to you

 No We don't share

 

Questions?

Call 1-402-493-4603

Who is providing

this notice?

Northern Lights Fund Trust

How does Northern Lights

Fund Trust protect my

personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

 

Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your non public personal information.

How does Northern Lights

Fund Trust collect my

personal information?

We collect your personal information, for example, when you

    Open an account
    Provide account information
    Give us your contact information
    Make deposits or withdrawals from your account
    Make a wire transfer
    Tell us where to send the money
    Tells us who receives the money
    Show your government-issued ID
    Show your driver's lcense

 

We also collect your personal information from other companies.

Why can't I limit all sharing?

Federal law gives you the right to limit only

 

    Sharing for affiliates' everyday business purposes – information about your credit worthiness
    Affiliates from using your information to market to you
    Sharing for nonaffiliates to market to you
    State laws and individual companies may give you additional rights to limit sharing.

 

Definitions

 

Affiliates

Companies related by common ownership or control. They can be financial and nonfinancial companies.

    Northern Lights Fund Trust does not share with our affiliates.

Non-affiliates

Companies not related by common ownership or control. They can be financial and nonfinancial companies

    Northern Lights Fund Trust does not share with nonaffiliates so they can market to you.

Joint marketing

A formal agreement between nonaffiliated financial companies that together market financial products or services to you.

    Northern Lights Fund Trust does not jointly market.